regPULSE

Weekly Regulatory Digest released for the period from 16 to 22 February 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 45 "pulses" from 31 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
• IIA GKB – Fraud Part 2: Internal Auditors and Fraud Examiners – A Valuable Partnership [# 31]
  
• Separately, recipients have been made aware of further publications: SEBI released an Advisory on Cybersecurity best practices [# 29], CSSF published a notification template for critical or important ICT outsourcing [# 10], and FCA published a discussion paper on updating the asset management regulation [# 15].
  

Weekly Regulatory Digest released for the period from 9 January to 15 February 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 52 "pulses" from 34 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
• ESRB – Advancing Macroprudential Tools for Cyber Resilience [# 30]

• ENISA and CERT-EU – Joint Alert with Recommendations on Sustained Activities by Threat Actors [# 33]

• IIA Special Edition GPI – Updating Standards for a Changing World [# 34]
  
• Separately, recipients have been made aware of further publications: HKMA published a Circular on optimizing fraud and financial crime detection and reporting [# 1], and HKMA published a second Circular (referencing the former) on leveraging commercial data interchange for the digitalization of banking processes [# 31], the US SEC finalized the rules to reduce risks in clearance and settlement (moving from T+2 to T+1, with a deadline of 28 May 2024) [#25], and Wolfsberg Group published the questionnaires for correspondent banking due diligence and financial crime compliance [# 27].
  

Weekly Regulatory Digest released for the period from 2 January to 8 February 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 46 "pulses" from 27 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
• NIST – Artificial Intelligence Risk Management Framework [# 25]
  
• US Treasury – Report on Opportunities and Challenges Facing the Financial Sector Cloud-Based Technology Adoption [# 31]
  
• IIA GKB – Fraud Part 1: Fraud in Digital Assets [# 34]
  
• IIA – IIA Oversight Council 2020-2022 Report [# 35]
  
• Separately, recipients have been made aware of further publications: NIST released SP 800-186 Guideline for Elliptic Curve Domain Parameters [# 28]; NIST consults on SP 800-223 High-Performance Computing (HPC) Security [# 30], and NIST consults on SP 800-201 Cloud Computing Forensic Reference Architecture [# 32].
  

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Weekly Regulatory Digest released for the period from 26 January to 1 February 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 33 "pulses" from 23 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.

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Weekly Regulatory Digest released for the period from 19 to 25 January 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 34 "pulses" from 23 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
  
• ESRB issued a recommendation on vulnerabilities in the commercial real estate sector in the EEA [# 19]

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Weekly Regulatory Digest released for the period from 12 to 18 January 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 40 "pulses", from 25 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
  
• NIST Concept Paper on NIST Cybersecurity Framework 2.0 [# 23]
  
• IIA – GTAG on Auditing Network and Communications Management [# 24]

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Weekly Regulatory Digest released for t​he period from 5 to 11 January 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 36 "pulses", from 20 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
  
• IIA – Tone at the Top, The Data Dilemma: Empowering IA’s Use of Technology [# 23]
  
• NIST SP-800-132 Recommendation for Password-Based Key Derivation, Part 1: Storage Applications [# 17]
  

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Weekly Regulatory Digest released for t​he period from 29 December 2022 to 4 January 2023​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 15 "pulses", from 13 different authorities / standard setters. The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.

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Weekly Regulatory Digest released for t​he period from 22 to 28 December 2022​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 29 "pulses", from 21 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• Separately, recipients may be interested in learning about JFSA's publication of the summary results of the Data Wall VII Cybersecurity Exercise [# 21].
  

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Weekly Regulatory Digest released for t​he period from 15 to 21 December 2022​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 93 "pulses", from 43 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients

• IIA – GKB Data Analytics Part: 3, Developing a Resilient Data Analytics Strategy [# 62]

• IIA – Career Development Plan: Five Steps for Mapping Your Career Journey [# 64]

• IIA – White Paper: DEI 101 – Internal Audit’s Role in Recruiting, Retaining, and Developing Diverse Talents [# 63]

• NIST SP-800-63r4 Digital Identity Guidelines [# 51]
  

• Separately, recipients may be interested in learning about NIST’s Withdrawal of SP-800-107 Rev. 1 Recommendation for Applications Using Approved Hash Algorithms [# 57], ECB sanctioning ABANCA for failing to report a cyber incident within the deadline [# 81], and FCA and PRA fining TSB GBP 48.65m for operational resilience failings [# 82].
  

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Weekly Regulatory Digest released for t​he period from 8 to 14 December 2022​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 66 "pulses", from 36 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• NIST SP-1800-34 – Validating the Integrity of Computer Devices [# 38]
• Separately, recipients may be interested in FINMA's revised Circular "Operational Risk and Resilience - Banks" [# 20], FSB's proposed Strengthening the liquidity management framework for open-ended funds [# 39], and FINRA Alerting firms of increased ransomware risks [# 57].
  

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Weekly Regulatory Digest released for t​he period from 10 to 16 November 2022​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 44 "pulses", from 27 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• NIST SP-800-55r2 – Performance Measurement Guide for Information Security [# 19]
• NIST IR 8409 – Measuring Common Vulnerability Scoring System (CVSS) Base Score Equation [# 22]
• NIST SP-800-160v1r1 – Engineering Trustworthy Secure Systems (Final) [# 29]
• Separately, recipients may be interested in learning about ENISA’s Top-ten Cybersecurity Threats likely to Emerge by 2030 (Infographic) [# 17].
  

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Weekly Regulatory Digest released for t​he period from 3 to 9 November 2022​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 53 "pulses", from 36 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA PG – Integrated Approaches to Internal Auditing [# 26]
  
• NCSC – Semi-Annual Report with Focus on Cyberspace and Armed Conflicts [# 17]
  
• ENISA – Threat Landscape 2022 [# 18]
  
• Separately, recipients may be interested in having a first look into IIA's information on the latest in the evolution of the IPPF and the International Standards for the Practice of Internal Auditing [# 27].
  

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Weekly Regulatory Digest released for t​he period from 27 October to 2 November 2022​​

The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 47 "pulses", from 29 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA – Integrated Thinking and Sustainability – Applying Key Governance Tools and Frameworks [# 25]
  
• IIA GKB – Data Analytics Part 1: Literacy, Governance, and Management [# 26]
  
• HKMA – 8th RegTech Adoption Practice Guide: Sales Practices and Suitability [# 12]
• Separately, recipients may be interested in having a first look into other documents that may be of importance to you and your team: (i) ECB – Set out Deadlines for Banks to Deal with Climate Risks [#9]; (ii) Wolfsberg Group: Financial Crime Principles for Correspondent Banking [# 17]; (iii) ISSB – Confirmed requirements to Use Climate-related Scenario Analysis [# 23]; and (iv) MAS’ Cyber Security Advisory Panel discussed actions to deal with the new financial sector cyber risks [# 15].

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Weekly Regulatory Digest released for t​he period from 20 to 26 October 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 64 "pulses", from 38 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA -Tone at the Top: Mitigating Cyber Threats [# 36]

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Weekly Regulatory Digest released for t​he period from 13 to 19 October 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 51 "pulses", from 30 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA-INTOSAI - Applying the Three Lines Model to the Public Sector [# 36]
  

• NIST SP 800-140Br1 – CMVP Security Policy Requirements [# 28]

• ENISA – Report on Post-Quantum Cryptography: Anticipating Threats and Preparing the Future [# 30]

Weekly Regulatory Digest released for t​he period from 6 to 12 October 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 59 "pulses", from 36 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• FFIEC – Cybersecurity Resource Guide for Financial Institutions  [# 19]
  
• RBI – Concept Note on CBDC for India [# 24]

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Weekly Regulatory Digest released for t​he period from 28 September to 5 October 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 62 "pulses", from 35 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• FSOC – Report on Digital Asset Financial Stability Risks and Regulation [# 24]
• NIST IR 8408 – Understanding Stablecoin Technology and Related Security Considerations [# 36]

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Weekly Regulatory Digest released for t​he period from 22 to 27 September 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 47 "pulses", from 29 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA Tone at the Top  – Button-Issues and your Organization [# 30]
• IMF – Regulating the Crypto Ecosystem: The Case of Stablecoins and Arrangements [# 27]

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Weekly Regulatory Digest released for t​he period from 15 to 21 September 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 34 "pulses", from 28 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients

• ECIIA – Risk in Focus 2023, Hot spots for the internal auditor, and Board summary [# 20]

This week witnessed several publications related to cybersecurity and digital assets.

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Weekly Regulatory Digest released for the period from 8 to 14 September 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 48 "pulses", from 34 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA GKB – Internal Audit in a Post-COVID World, Part 3: Redefining a Resilient Organization [# 27]
  
• NIST IR 8286C – Staging Cybersecurity Risks for ERM and Governance Oversight [# 25]
  

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Weekly Regulatory Digest released for the period from 1 to 7 September 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 36 "pulses", from 27 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients

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Weekly Regulatory Digest released for the period from 26 to 31 August 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 26 "pulses", from 21 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA PG – Auditing Liquidity Risk Management for Banks, 2nd Edition [# 12]
• HKMA – Guidance on Cloud Computing [# 4]

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Weekly Regulatory Digest released for the period from 18 to 25 August 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 39 "pulses", from 22 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA GKB – IA in a Post-COVID 19 World, Part 2: Supply Chain [# 26]
• Wolfsberg Group – Guidance Paper on Requests for Information as used in AML Transaction Monitoring Process [# 24]

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Weekly Regulatory Digest released for the period from 11 to 17 August 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 27 "pulses", from 18 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• NIST – SP-800-108r1 Recommendation for Key Derivation Using Pseudorandom Functions [#18]

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Weekly Regulatory Digest released for the period from 4 to 10 August 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 32 "pulses", from 21 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• ECB – TIBER-EU Purple Teaming Best Practices [# 22]
• NIST – SP-800-215 Guide to a Secure Enterprise Network Landscape [# 21]
• NIST – SP-1800-35c Implementing a Zero Trust Architecture: How-To Guide 
  [# 23a]
• NIST – SP-1800-35d Implementing a Zero Trust Architecture: Functional Demonstrations [ 23b]

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Weekly Regulatory Digest released for the period from 28 July to 3 August 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 51 "pulses", from 33 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA GKB – Internal Audit in a post-COVID Environment, Part 1: Talent management [# 39]
• ENISA – Threat Landscape for Ransomware Attacks [# 33]

Further, subscribers were made aware of other documents that might be of interest to them, e.g., BdI, Consob, and IVASS who have adopted TIBER-IT National Guidance for individual financial entities [# 36] in Italy.

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Weekly Regulatory Digest released for the period from 21 to 27 July 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 39 "pulses", from 27 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA – Global Survey – Internal Audit: A Global View [# 21]
• FATF – Guidance for a Risk-based Approach for the Real-Estate Sector [# 32]

Further, subscribers were made aware of other documents that might be of interest to them: HKMA – SPM Module OR-1 Operational Risk Management [# 8]; APRA – new CPS 230 Operational Risk Management [# 15]; and ENISA – 2021 Telecom Security Incident Report, and 2021 Trust Services Security Incident Report [# 18].

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Weekly Regulatory Digest released for the period from 12 to 20 July 2022​

The lates​t i​ssue of the “Weekly Regulatory Digest” was issued for the information, reference and perusal of subscribers. This week's delivery included 63 "pulses", from 44 different authorities / standard setters.

• The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
• IIA – Embedding ESG and Sustainable Considerations in the 3-Lines Model [# 33]
• IIA Tone at the Top – Internal Audit and the Board’s ESG Committee [# 34]
• FATF – Data Pooling, Collaborative Analytics, and Data Protection [# 32]
• HKMA – RegTech Adoption Practice Guide on Third Party Monitoring and Risk Management [# 28]

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