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Would you be interested in receiving the "Weekly Regulatory Digest", a key piece of information on a regular basis? Click here for the look and feel of a past issue! Don't hesitate to ask me for a quote or a free trial period.
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You will find the latest updates below...
You will find the latest updates below...
Weekly Regulatory Digest • Last release: WRD23-21/22
Weekly Regulatory Digest • Last release: WRD23-21/22
1 June 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 36 "pulses" from 22 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- Separately, recipients have been made aware that EU Supervisory Authorities (ESAs) launched a discussion on criteria for critical ICT third-party service providers [# 10], BNM published a policy document on Risk Management in Technology (RMiT) [# 18], and BaFin organized a digital conference on IT supervision in the financial sector: what DORA means? The event is scheduled to take place on 5 December 2023 [# 46].
Weekly Regulatory Digest • Past release: WRD23-20/21
Weekly Regulatory Digest • Past release: WRD23-20/21
25 May 2023
Weekly Regulatory Digest released for the period from 18 to 24 May 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 36 "pulses" from 22 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- IIA and ACFE published a joint report on Building a Best-in-Class Whistleblowing Hotline [# 27]
- IIA released GKB on GRC Part 2: Quantifying Non-Financial Risk [# 28]
- Separately, recipients have been made aware that the EU Commission proposed new rules to protect and empower retail investors in the EU (Retail Package) [# 19].
Weekly Regulatory Digest • Past release: WRD23-19/20
Weekly Regulatory Digest • Past release: WRD23-19/20
18 May 2023
Weekly Regulatory Digest released for the period from 11 to 17 May 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 47 "pulses" from 36 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- NIST SP 800-124r2 – Guidelines for Managing the Security of Mobile Devices in the Enterprise [# 26]
- Separately, recipients have been made aware that the ECIIA is organizing the Banking Forum 2023 dedicated to “The role of internal auditors in sustainable banks in Europe”; the virtual event will be held on 23 October 2023 [# 45].
Weekly Regulatory Digest • Past release: WRD23-18/19
Weekly Regulatory Digest • Past release: WRD23-18/19
11 May 2023
Weekly Regulatory Digest released for the period from 4 to 10 May 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 46 "pulses" from 33 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- HKMA – AML RegTech: Network Analytics [# 21]
- HKMA – RegTedh Adoption Practice Guide: Solutions for Customer Data and Privacy [# 24]
- NISTIR 8450 – Overview and Consideration of Access Control Based on Attribute Encryption [# 23]
- Separately, recipients have been made aware that the IIA has declared May as Internal Audit Awareness Month [# 44].
Weekly Regulatory Digest • Past release: WRD23-17/18
Weekly Regulatory Digest • Past release: WRD23-17/18
4 May 2023
Weekly Regulatory Digest released for the period from 27 April to 3 May 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 40 "pulses" from 30 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- COSO – Fraud Risk Management Guide, Second Edition [# 24]
- ENISA – Cybersecurity of Artificial Intelligence and Standardization [# 20]
- CSSF – Thematic Review Report on the Use of Artificial Intelligence in the Luxembourg Financial Sector [# 35]
Weekly Regulatory Digest • Past release: WRD23-16/17
Weekly Regulatory Digest • Past release: WRD23-16/17
27 April 2023
Weekly Regulatory Digest released for the period from 20 to 26 April 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 54 "pulses" from 31 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- IIA Tone at the Top – Adjusting the Risk Appetite for Non-Financial Measures [# 37]
- NIST – SP 1800-38A Preliminary Draft Migration to Post-Quantum Cryptography [# 30]
Separately, recipients have been made aware that NIST released several further documents, so a Consultation on Identity and Access Management Roadmap: Principles, Objectives, and Activities [# 26]; a Discussion Draft on Cybersecurity Framework CSF 2.0 [# 31]; and IR 8460 Draft State Machine replication and Consensus with Byzantine Adversaries [# 34].
Weekly Regulatory Digest • Past release: WRD23-15/16
Weekly Regulatory Digest • Past release: WRD23-15/16
20 April 2023
Weekly Regulatory Digest released for the period from 13 to 19 April 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 48 "pulses" from 35 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- IIA GKB – GRC Part 1: Rethinking Risk Appetite from a Non-Financial Perspective [# 32]
Wolfsberg Group – Anti-Bribery and Corruption Guidelines [# 28]
NIST – Consultation on Zero Trust Architecture model for Access Control in Cloud-Native Applications [# 29]
Separately, recipients have been made aware that the EU Commission proposed a reform of bank crisis management and deposit insurance framework [# 9], the EU Commission also proposed EU Cyber Solidarity Act to strengthen cybersecurity capacities [# 10], NIST published an IR “Discussion on the Full Entropy Assumption of the SP 800-90 Series” [# 24], Switzerland defined a new Cyber Strategy [# 33], and BaFin opened the registration for the BaFinTech 2023 event that will take place in September 2023 [# 48].
Weekly Regulatory Digest • Past release: WRD23-14/15
Weekly Regulatory Digest • Past release: WRD23-14/15
13 April 2023
Weekly Regulatory Digest released for the period from 6 to 12 April 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 24 "pulses" from 18 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- FSB – Recommendations to Achieve Greater Convergence in Cyber Incident Reporting [# 13]
- Separately, recipients have been made aware that the IIA will host two free webinars on 18 April 2023 to explain the proposed changes to the Global Internal Audit Standards [# 24, Event].
Weekly Regulatory Digest • Past releases: WRD23-11/12, WRD23-12/13, and WRD23-13/14
Weekly Regulatory Digest • Past releases: WRD23-11/12, WRD23-12/13, and WRD23-13/14
10 April 2023
Weekly Regulatory Digest released for the period from 15 March to 5 April 2023
The latest issues of the “Weekly Regulatory Digest” were addressed to subscribers for their information, reference, and perusal. These deliveries included 121 "pulses" from 58 different authorities / standard setters.
- The package included the content of the "WRD" as a separate Excel Extract each, for ease of use by recipients.
- IIA GKB – Fraud Part 3: The Hangover [# 22, 11/12]
- NIST – Draft Accelerate Adoption of Digital Identities in Mobile Devices [# 25, 12/13]
- COSO – New Supplemental Internal Control over Sustainability Reporting [# 20, 13/14]
- Separately, recipients have been made aware that BoE and PRA published thematic findings from the Cyber Stress Test [# 43, 12/13], and MAS established the Financial Sector Cloud Resilience Forum [# 43, 13/14].
Weekly Regulatory Digest • Past release: WRD23-10/11
Weekly Regulatory Digest • Past release: WRD23-10/11
15 March 2023
Weekly Regulatory Digest released for the period from 9 to 14 March 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 34 "pulses" from 23 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
FATF – Guidance on Beneficial Ownership of Legal Persons [# 13]
- FATF – Report on Countering Ransomware and Potential Risk Indicators [# 16]
- IIA – 2023 North American Pulse of Internal Audit Survey [# 17]
- NIST SP 800-219r1 Automated Secure Configuration Guidance from macOS Security Compliance Project [# 14]
- Separately, recipients have been made aware that HKMA published a Circular announcing the publication of the “Corruption Prevention Guide for Banks” [# 15], IIF published a paper on “Data Policy Impact: AML and RegTech Solutions” [# 24], and SBA published a White Paper on “A Digital Swiss Franc: The Deposit Token” [# 27].
Weekly Regulatory Digest • Past release: WRD23-09/10
Weekly Regulatory Digest • Past release: WRD23-09/10
9 March 2023
Weekly Regulatory Digest released for the period from 2 to 8 March 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 32 "pulses" from 24 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- IIA Insight to Quality: Achieving quality with the proposed global internal audit standards [# 21]
- NIST AI 100-2e Adversarial Machine Learning [# 19]
Weekly Regulatory Digest • Past release: WRD23-08/09
Weekly Regulatory Digest • Past release: WRD23-08/09
2 March 2023
Weekly Regulatory Digest released for the period from 23 February to 1 March 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 53 "pulses" from 39 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- IIA Tone at the Top: Lingering Fraud Risks of the COVID-19 Pandemic [# 25]
- IIA Consultation on proposed new Global Internal Audit Standards [# 26]
- CIIA and Airmic – Report on Navigating geopolitical risk [#27]
- Separately, recipients have been made aware of further publications: ENISA published a report on the Demand-side of Cyber Insurance in the EU [# 14], CSSF warned of unpatched MS Exchange vulnerabilities (already separately pre-announced by e-mail) [# 17], and FATF published a report on ML and TF financing in the art and antiquities market [# 18].
Weekly Regulatory Digest • Past release: WRD23-07/08
Weekly Regulatory Digest • Past release: WRD23-07/08
23 February 2023
Weekly Regulatory Digest released for the period from 16 to 22 February 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 45 "pulses" from 31 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- IIA GKB – Fraud Part 2: Internal Auditors and Fraud Examiners – A Valuable Partnership [# 31]
- Separately, recipients have been made aware of further publications: SEBI released an Advisory on Cybersecurity best practices [# 29], CSSF published a notification template for critical or important ICT outsourcing [# 10], and FCA published a discussion paper on updating the asset management regulation [# 15].
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Weekly Regulatory Digest • Past release: WRD23-06/07
Weekly Regulatory Digest • Past release: WRD23-06/07
16 February 2023
Weekly Regulatory Digest released for the period from 9 January to 15 February 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for subscribers' information, reference, and perusal. This week's delivery included 52 "pulses" from 34 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- ESRB – Advancing Macroprudential Tools for Cyber Resilience [# 30]
ENISA and CERT-EU – Joint Alert with Recommendations on Sustained Activities by Threat Actors [# 33]
- IIA Special Edition GPI – Updating Standards for a Changing World [# 34]
- Separately, recipients have been made aware of further publications: HKMA published a Circular on optimizing fraud and financial crime detection and reporting [# 1], and HKMA published a second Circular (referencing the former) on leveraging commercial data interchange for the digitalization of banking processes [# 31], the US SEC finalized the rules to reduce risks in clearance and settlement (moving from T+2 to T+1, with a deadline of 28 May 2024) [#25], and Wolfsberg Group published the questionnaires for correspondent banking due diligence and financial crime compliance [# 27].
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Weekly Regulatory Digest • Past release: WRD23-05/06
Weekly Regulatory Digest • Past release: WRD23-05/06
9 February 2023
Weekly Regulatory Digest released for the period from 2 January to 8 February 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 46 "pulses" from 27 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
- NIST – Artificial Intelligence Risk Management Framework [# 25]
- US Treasury – Report on Opportunities and Challenges Facing the Financial Sector Cloud-Based Technology Adoption [# 31]
- IIA GKB – Fraud Part 1: Fraud in Digital Assets [# 34]
- IIA – IIA Oversight Council 2020-2022 Report [# 35]
- Separately, recipients have been made aware of further publications: NIST released SP 800-186 Guideline for Elliptic Curve Domain Parameters [# 28]; NIST consults on SP 800-223 High-Performance Computing (HPC) Security [# 30], and NIST consults on SP 800-201 Cloud Computing Forensic Reference Architecture [# 32].
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Weekly Regulatory Digest • Past release: WRD23-04/05
Weekly Regulatory Digest • Past release: WRD23-04/05
2 February 2023
Weekly Regulatory Digest released for the period from 26 January to 1 February 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 33 "pulses" from 23 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
Would you also be interested in receiving this important piece of information on a regular basis? Click here for the look and feel of a past issue!
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See which countries this week's "Pulses" were selected from, by name above, and on the world map on the right!
Weekly Regulatory Digest • Past release: WRD23-03/04
Weekly Regulatory Digest • Past release: WRD23-03/04
26 January 2023
Weekly Regulatory Digest released for the period from 19 to 25 January 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 34 "pulses" from 23 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- ESRB issued a recommendation on vulnerabilities in the commercial real estate sector in the EEA [# 19]
Would you also be interested in receiving this important piece of information on a regular basis? Click here for the look and feel of a past issue!
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Weekly Regulatory Digest • Past release: WRD23-02/03
Weekly Regulatory Digest • Past release: WRD23-02/03
19 January 2023
Weekly Regulatory Digest released for the period from 12 to 18 January 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 40 "pulses", from 25 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- NIST Concept Paper on NIST Cybersecurity Framework 2.0 [# 23]
- IIA – GTAG on Auditing Network and Communications Management [# 24]
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Weekly Regulatory Digest • Past release: WRD23-01/02
Weekly Regulatory Digest • Past release: WRD23-01/02
12 January 2023
Weekly Regulatory Digest released for the period from 5 to 11 January 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 36 "pulses", from 20 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA – Tone at the Top, The Data Dilemma: Empowering IA’s Use of Technology [# 23]
- NIST SP-800-132 Recommendation for Password-Based Key Derivation, Part 1: Storage Applications [# 17]
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Weekly Regulatory Digest • Previous release: WRD22-52/01
Weekly Regulatory Digest • Previous release: WRD22-52/01
5 January 2023
Weekly Regulatory Digest released for the period from 29 December 2022 to 4 January 2023
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 15 "pulses", from 13 different authorities / standard setters. The package included the content of the "WRD" as an Excel Extract for ease of use by recipients.
Would you also be interested in receiving this important piece of information on a regular basis? Click here for the look-and-feel of a past issue!
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Weekly Regulatory Digest • Past release: WRD22-51/52
Weekly Regulatory Digest • Past release: WRD22-51/52
29 December 2022
Weekly Regulatory Digest released for the period from 22 to 28 December 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 29 "pulses", from 21 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- Separately, recipients may be interested in learning about JFSA's publication of the summary results of the Data Wall VII Cybersecurity Exercise [# 21].
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Weekly Regulatory Digest • Past release: WRD22-50/51
Weekly Regulatory Digest • Past release: WRD22-50/51
22 December 2022
Weekly Regulatory Digest released for the period from 15 to 21 December 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 93 "pulses", from 43 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
IIA – GKB Data Analytics Part: 3, Developing a Resilient Data Analytics Strategy [# 62]
IIA – Career Development Plan: Five Steps for Mapping Your Career Journey [# 64]
IIA – White Paper: DEI 101 – Internal Audit’s Role in Recruiting, Retaining, and Developing Diverse Talents [# 63]
NIST SP-800-63r4 Digital Identity Guidelines [# 51]
- Separately, recipients may be interested in learning about NIST’s Withdrawal of SP-800-107 Rev. 1 Recommendation for Applications Using Approved Hash Algorithms [# 57], ECB sanctioning ABANCA for failing to report a cyber incident within the deadline [# 81], and FCA and PRA fining TSB GBP 48.65m for operational resilience failings [# 82].
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Weekly Regulatory Digest • Past release: WRD22-49/50
Weekly Regulatory Digest • Past release: WRD22-49/50
15 December 2022
Weekly Regulatory Digest released for the period from 8 to 14 December 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 66 "pulses", from 36 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- NIST SP-1800-34 – Validating the Integrity of Computer Devices [# 38]
- Separately, recipients may be interested in FINMA's revised Circular "Operational Risk and Resilience - Banks" [# 20], FSB's proposed Strengthening the liquidity management framework for open-ended funds [# 39], and FINRA Alerting firms of increased ransomware risks [# 57].
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Weekly Regulatory Digest • Past releases: WRD22-46/47, WRD22-47/48, and WRD22-48/49
9 December 2022
Following the Post-OP pause, the Weekly Regulatory Digests for the period from 17 November to 7 December 2022 have been released and addressed to subscribers for their information, reference, and perusal.
See performance indicators below.
Weekly Regulatory Digest • Past release: WRD22-45/46
Weekly Regulatory Digest • Past release: WRD22-45/46
17 November 2022
Weekly Regulatory Digest released for the period from 10 to 16 November 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 44 "pulses", from 27 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- NIST SP-800-55r2 – Performance Measurement Guide for Information Security [# 19]
- NIST IR 8409 – Measuring Common Vulnerability Scoring System (CVSS) Base Score Equation [# 22]
- NIST SP-800-160v1r1 – Engineering Trustworthy Secure Systems (Final) [# 29]
- Separately, recipients may be interested in learning about ENISA’s Top-ten Cybersecurity Threats likely to Emerge by 2030 (Infographic) [# 17].
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Weekly Regulatory Digest • Past release: WRD22-44/45
Weekly Regulatory Digest • Past release: WRD22-44/45
10 November 2022
Weekly Regulatory Digest released for the period from 3 to 9 November 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 53 "pulses", from 36 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA PG – Integrated Approaches to Internal Auditing [# 26]
- NCSC – Semi-Annual Report with Focus on Cyberspace and Armed Conflicts [# 17]
- ENISA – Threat Landscape 2022 [# 18]
- Separately, recipients may be interested in having a first look into IIA's information on the latest in the evolution of the IPPF and the International Standards for the Practice of Internal Auditing [# 27].
Would you also be interested in receiving this important piece of information on a regular basis? Click here for the look-and-feel of a past issue!
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Weekly Regulatory Digest • Past release: WRD22-43/44
Weekly Regulatory Digest • Past release: WRD22-43/44
3 November 2022
Weekly Regulatory Digest released for the period from 27 October to 2 November 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 47 "pulses", from 29 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA – Integrated Thinking and Sustainability – Applying Key Governance Tools and Frameworks [# 25]
- IIA GKB – Data Analytics Part 1: Literacy, Governance, and Management [# 26]
- HKMA – 8th RegTech Adoption Practice Guide: Sales Practices and Suitability [# 12]
- Separately, recipients may be interested in having a first look into other documents that may be of importance to you and your team: (i) ECB – Set out Deadlines for Banks to Deal with Climate Risks [#9]; (ii) Wolfsberg Group: Financial Crime Principles for Correspondent Banking [# 17]; (iii) ISSB – Confirmed requirements to Use Climate-related Scenario Analysis [# 23]; and (iv) MAS’ Cyber Security Advisory Panel discussed actions to deal with the new financial sector cyber risks [# 15].
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Weekly Regulatory Digest • Past release: WRD22-42/43
Weekly Regulatory Digest • Past release: WRD22-42/43
27 October 2022
Weekly Regulatory Digest released for the period from 20 to 26 October 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 64 "pulses", from 38 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA -Tone at the Top: Mitigating Cyber Threats [# 36]
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Weekly Regulatory Digest • Past release: WRD22-41/42
Weekly Regulatory Digest • Past release: WRD22-41/42
21 October 2022
Weekly Regulatory Digest released for the period from 13 to 19 October 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 51 "pulses", from 30 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA-INTOSAI - Applying the Three Lines Model to the Public Sector [# 36]
NIST SP 800-140Br1 – CMVP Security Policy Requirements [# 28]
ENISA – Report on Post-Quantum Cryptography: Anticipating Threats and Preparing the Future [# 30]
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Weekly Regulatory Digest • Past release: WRD22-40/41
Weekly Regulatory Digest • Past release: WRD22-40/41
13 October 2022
Weekly Regulatory Digest released for the period from 6 to 12 October 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 59 "pulses", from 36 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- FFIEC – Cybersecurity Resource Guide for Financial Institutions [# 19]
- RBI – Concept Note on CBDC for India [# 24]
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Weekly Regulatory Digest • Past release: WRD22-39/40
Weekly Regulatory Digest • Past release: WRD22-39/40
6 October 2022
Weekly Regulatory Digest released for the period from 28 September to 5 October 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 62 "pulses", from 35 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- FSOC – Report on Digital Asset Financial Stability Risks and Regulation [# 24]
- NIST IR 8408 – Understanding Stablecoin Technology and Related Security Considerations [# 36]
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Weekly Regulatory Digest • Past release: WRD22-38/39
Weekly Regulatory Digest • Past release: WRD22-38/39
28 September 2022
Weekly Regulatory Digest released for the period from 22 to 27 September 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 47 "pulses", from 29 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA Tone at the Top – Button-Issues and your Organization [# 30]
- IMF – Regulating the Crypto Ecosystem: The Case of Stablecoins and Arrangements [# 27]
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Weekly Regulatory Digest • Past release: WRD22-37/38
Weekly Regulatory Digest • Past release: WRD22-37/38
22 September 2022
Weekly Regulatory Digest released for the period from 15 to 21 September 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 34 "pulses", from 28 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
ECIIA – Risk in Focus 2023, Hot spots for the internal auditor, and Board summary [# 20]
This week witnessed several publications related to cybersecurity and digital assets.
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Weekly Regulatory Digest • Past release: WRD22-36/37
Weekly Regulatory Digest • Past release: WRD22-36/37
15 September 2022
Weekly Regulatory Digest released for the period from 8 to 14 September 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 48 "pulses", from 34 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA GKB – Internal Audit in a Post-COVID World, Part 3: Redefining a Resilient Organization [# 27]
- NIST IR 8286C – Staging Cybersecurity Risks for ERM and Governance Oversight [# 25]
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Weekly Regulatory Digest • Past release: WRD22-35/36
Weekly Regulatory Digest • Past release: WRD22-35/36
8 September 2022
Weekly Regulatory Digest released for the period from 1 to 7 September 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 36 "pulses", from 27 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
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Weekly Regulatory Digest • Past release: WRD22-34/35
Weekly Regulatory Digest • Past release: WRD22-34/35
1 September 2022
Weekly Regulatory Digest released for the period from 26 to 31 August 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 26 "pulses", from 21 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA PG – Auditing Liquidity Risk Management for Banks, 2nd Edition [# 12]
- HKMA – Guidance on Cloud Computing [# 4]
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Weekly Regulatory Digest • Past release: WRD22-33/34
Weekly Regulatory Digest • Past release: WRD22-33/34
26 August 2022
Weekly Regulatory Digest released for the period from 18 to 25 August 2022
The latest issue of the “Weekly Regulatory Digest” was addressed for the information, reference, and perusal of subscribers. This week's delivery included 39 "pulses", from 22 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA GKB – IA in a Post-COVID 19 World, Part 2: Supply Chain [# 26]
- Wolfsberg Group – Guidance Paper on Requests for Information as used in AML Transaction Monitoring Process [# 24]
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Weekly Regulatory Digest • Past release: WRD22-32/33
Weekly Regulatory Digest • Past release: WRD22-32/33
18 August 2022
Weekly Regulatory Digest released for the period from 11 to 17 August 2022
The latest issue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 27 "pulses", from 18 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- NIST – SP-800-108r1 Recommendation for Key Derivation Using Pseudorandom Functions [#18]
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Weekly Regulatory Digest • Past release: WRD22-31/32
Weekly Regulatory Digest • Past release: WRD22-31/32
11 August 2022
Weekly Regulatory Digest released for the period from 4 to 10 August 2022
The latest issue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 32 "pulses", from 21 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- ECB – TIBER-EU Purple Teaming Best Practices [# 22]
- NIST – SP-800-215 Guide to a Secure Enterprise Network Landscape [# 21]
- NIST – SP-1800-35c Implementing a Zero Trust Architecture: How-To Guide
[# 23a] - NIST – SP-1800-35d Implementing a Zero Trust Architecture: Functional Demonstrations [ 23b]
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Weekly Regulatory Digest • Past release: WRD22-30/31
Weekly Regulatory Digest • Past release: WRD22-30/31
4 August 2022
Weekly Regulatory Digest released for the period from 28 July to 3 August 2022
The latest issue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 51 "pulses", from 33 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA GKB – Internal Audit in a post-COVID Environment, Part 1: Talent management [# 39]
- ENISA – Threat Landscape for Ransomware Attacks [# 33]
Further, subscribers were made aware of other documents that might be of interest to them, e.g., BdI, Consob, and IVASS who have adopted TIBER-IT National Guidance for individual financial entities [# 36] in Italy.
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Weekly Regulatory Digest • Past release: WRD22-29/30
Weekly Regulatory Digest • Past release: WRD22-29/30
28 July 2022
Weekly Regulatory Digest released for the period from 21 to 27 July 2022
The latest issue of the “Weekly Regulatory Digest” was issued for the information, reference, and perusal of subscribers. This week's delivery included 39 "pulses", from 27 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA – Global Survey – Internal Audit: A Global View [# 21]
- FATF – Guidance for a Risk-based Approach for the Real-Estate Sector [# 32]
Further, subscribers were made aware of other documents that might be of interest to them: HKMA – SPM Module OR-1 Operational Risk Management [# 8]; APRA – new CPS 230 Operational Risk Management [# 15]; and ENISA – 2021 Telecom Security Incident Report, and 2021 Trust Services Security Incident Report [# 18].
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Weekly Regulatory Digest • Past release: WRD22-28/29
Weekly Regulatory Digest • Past release: WRD22-28/29
21 July 2022
Weekly Regulatory Digest released for the period from 12 to 20 July 2022
The latest issue of the “Weekly Regulatory Digest” was issued for the information, reference and perusal of subscribers. This week's delivery included 63 "pulses", from 44 different authorities / standard setters.
- The package included the content of the "WRD" as an Excel Extract for ease of use by recipients
- IIA – Embedding ESG and Sustainable Considerations in the 3-Lines Model [# 33]
- IIA Tone at the Top – Internal Audit and the Board’s ESG Committee [# 34]
- FATF – Data Pooling, Collaborative Analytics, and Data Protection [# 32]
- HKMA – RegTech Adoption Practice Guide on Third Party Monitoring and Risk Management [# 28]
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